-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ArEzkXgV+z0JppVlfO+2p9x5FJTBUTC1QxdRAu/x6A7idRspcyUh8aIjNVTS3IDm hKpsqFcnvhG6S0DB94Ipcg== 0000950124-02-003341.txt : 20021104 0000950124-02-003341.hdr.sgml : 20021104 20021104165042 ACCESSION NUMBER: 0000950124-02-003341 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021104 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR CONSULTANT HOLDINGS CORP CENTRAL INDEX KEY: 0001020999 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 383306717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53621 FILM NUMBER: 02808640 BUSINESS ADDRESS: STREET 1: 4000 TOWN CENTER STREET 2: STE 1100 CITY: SOUTHFIELD STATE: MI ZIP: 48075 BUSINESS PHONE: 2483868300 MAIL ADDRESS: STREET 1: 31731 NORTHWESTERN HIGHWAY STREET 2: SUITE 250 WEST CITY: FARMINGTON HILLS STATE: MI ZIP: 48334 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HELPPIE RICHARD CENTRAL INDEX KEY: 0001105690 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4000 TOWN CENTER STREET 2: SUITE 1100 CITY: SOUTHFIELD STATE: MI ZIP: 48075 BUSINESS PHONE: 2483868319 MAIL ADDRESS: STREET 1: 4000 TOWN CENTER STREET 2: SUITE 1100 CITY: SOUTHFIELD STATE: MI ZIP: 48075 SC 13D/A 1 k72774sc13dza.txt AMENDMENT NO. 7 TO SCHEDULE 13D OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response....14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7 )* -------- Superior Consultant Holdings Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 - -------------------------------------------------------------------------------- (Title of Class of Securities) 868146101 - -------------------------------------------------------------------------------- (CUSIP Number) Susan M. Synor Superior Consultant Holdings Corporation 17570 West 12 Mile Road Southfield, Michigan 48076 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 25, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. / / Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1746 (03-00) CUSIP NO. 868146101 Page 2 of 12 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Ronald V. Aprahamian - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (See Instructions) (a) [X] See Item 2 below --------------------------------------------------------------------- (b) [ ] --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* (See Instructions) SC, PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 791,005 NUMBER OF SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER 3,000 BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 791,005 REPORTING PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,000 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 794,005 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 868146101 Page 3 of 12 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Richard D. Helppie, Jr. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (See Instructions) (a) [X] See Item 2 below --------------------------------------------------------------------- (b) [ ] --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* (See Instructions) PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 3,490,544 NUMBER OF SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER 0 BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 3,490,544 REPORTING PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,490,544 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 868146101 Page 4 of 12 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). George S. Huntzinger - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (See Instructions) (a) [X] See Item 2 below --------------------------------------------------------------------- (b) [ ] --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* (See Instructions) SC, PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 269,258 NUMBER OF SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER 4,500 BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 269,258 REPORTING PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 4,500 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 273,758 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 868146101 Page 5 of 12 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Douglas S. Peters - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (See Instructions) (a) [X] See Item 2 below --------------------------------------------------------------------- (b) [ ] --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* (See Instructions) SC, PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 59,251 NUMBER OF SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER 0 BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 59,251 REPORTING PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 59,251 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 868146101 Page 6 of 12 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Richard R. Sorensen - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (See Instructions) (a) [X] See Item 2 below --------------------------------------------------------------------- (b) [ ] --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* (See Instructions) PF See Item 3 below - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 27,184 NUMBER OF SHARES ----------------------------------------------------------------- 8 SHARED VOTING POWER 5,000 BENEFICIALLY OWNED BY EACH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 27,184 REPORTING PERSON ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,000 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 32,184 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP No. 868146101 Page 7 of 12 Pages The undersigned hereby amend their Schedule 13D filed November 13, 2000, as amended by the Amendment No. 1 filed November 29, 2000, the Amendment No. 2 filed December 11, 2000, the Amendment No. 3 filed March 5, 2001, the Amendment No. 4 filed May 14, 2001, the Amendment No. 5 filed May 21, 2001 and Amendment No. 6 filed on November 21, 2001 (collectively, the "Schedule 13D"), relating to the Common Stock of Superior Consultant Holdings Corporation. Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meaning as set forth in the Schedule 13D. The purposes of this Amendment No. 7 are (a) to report that each of Bracken, Smith, Saslow and Tyagi has discontinued his non-discretionary purchase plan described in the Schedule 13D and ceased to be a Reporting Person, (b) to report that Douglas S. Peters, a member of the Board of Directors of the Issuer, has adopted a non-discretionary purchase plan with the same broker/dealer as Helppie, Aprahamian, Huntzinger and Sorensen, (c) to report an increase in the shares of Common Stock beneficially owned by the Reporting Persons and (d) to describe the transactions in Common Stock effected by the Reporting Persons in the 60 days prior to the date of this Amendment No. 7. ITEM 2 -- IDENTITY AND BACKGROUND Item 2 is supplemented as follows: The principal business address for Douglas S. Peters ("Peters," and, collectively with Helppie, Aprahamian, Huntzinger, and Sorensen, the "Reporting Persons") is c/o Superior Consultant Holdings Corporation, 17570 West 12 Mile Road, Southfield, Michigan 48076. Peters is a director of the Issuer. Peters is a citizen of the Unites States. Peters has not, during the past five years, been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors), nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Peters is filing this Schedule 13D jointly with the other Reporting Persons because the Reporting Persons may be deemed to constitute a "group" within the meaning of Rule 13d-5 under the Securities Exchange Act of 1934, as amended (the "1934 Act"), because they have agreed, among themselves, to purchase additional shares of Common Stock from time to time in open market transactions. None of the Reporting Persons, however, has any agreement, arrangement or understanding to act together with respect to the voting and/or disposition of any shares that any of them now beneficially own or may hereafter acquire. ITEM 3 -- SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 is supplemented as follows: All shares beneficially owned by Peters were purchased with Peters' personal funds. CUSIP No. 868146101 Page 8 of 12 Pages ITEM 4 -- PURPOSE OF TRANSACTION Item 4 is amended and supplemented as follows: On August 6, 2002, Peters entered into a purchase plan pursuant to Rule 10b5-1(c) promulgated by the Securities and Exchange Commission under the 1934 Act, under which he granted a single broker-dealer the sole discretion, subject to certain limitations, to make purchases of Common Stock from time to time for his account. The other Reporting Persons have previously adopted similar Purchase Plans with the same broker-dealer. The broker-dealer has agreed to allocate any shares purchased pursuant to the Purchase Plans among the Reporting Persons' individual accounts in the aggregate based upon the following approximate percentage allocation until any Reporting Person shall have purchased the aggregate maximum amount of shares of Common Stock designated in the Purchase Plan, as may be amended from time to time: Aprahamian (43.5%), Helppie (43.5%), Huntzinger (8.5%), Sorensen (3.5%), and Peters (1.0%). ITEM 5 -- INTEREST IN SECURITIES OF THE ISSUER Item 5 is supplemented as follows: (a) As of October 25, 2002, there were 11,116,991 shares of Common Stock issued and outstanding. Based on such information, as of the date hereof, after taking into account the transactions described in Item 5(c) below, the Reporting Persons beneficially own in the aggregate 4,649,742 shares of Common Stock which represents approximately 41.2% of the outstanding shares of Common Stock. Individually, each of the Reporting Persons beneficially owns the following shares: (i) Aprahamian beneficially owns 794,005 shares, which represents 7.1% of the outstanding shares of Common Stock; (ii) Helppie beneficially owns 3,490,544 shares, which represents 31.3% of the outstanding shares of Common Stock; (iii) Huntzinger beneficially owns 273,758 shares, which represents 2.5% of the outstanding shares of Common Stock; (iv) Sorensen beneficially owns 32,184 shares which represents 0.3% of the outstanding shares of Common Stock; and (v) Peters beneficially owns 59,251 shares, which represents 0.5% of the outstanding shares of Common Stock. The number of shares beneficially owned by the Reporting Persons includes shares issuable upon exercise of options currently exercisable or exercisable within 60 days from the date hereof as follows: Aprahamian -- 24,000 shares; Helppie -- 50,625 shares; Huntzinger -- 10,000 shares Sorensen -- 22,600 shares; and Peters -- 57,000 shares. (b) In the sixty days prior to the date of this Amendment No. 7, the following transactions by Reporting Persons occurred:
Reporting Person Transaction Date No. of Shares Price per Share Type of Transaction Aprahamian 8/27/02 890 $3.98 Open market 9/03/02 435 $4.02 Open market 9/05/02 650 $3.70 Open market 9/11/02 535 $3.68 Open market 9/12/02 535 $3.49 Open market
CUSIP No. 868146101 Page 9 of 12 Pages 9/17/02 515 $3.39 Open market 9/19/02 515 $3.30 Open market 9/23/02 490 $3.10 Open market 9/25/02 490 $3.00 Open market 9/26/02 490 $2.94 Open market 9/30/02 485 $2.849 Open market 10/02/02 485 $2.90 Open market 10/17/02 960 $2.19 Open market 10/23/02 1,030 $2.42 Open market 10/24/02 1,030 $3.00 Open market 10/25/02 1,030 $2.60 Open market Helppie 8/27/02 890 $3.98 Open market 9/03/02 435 $4.02 Open market 9/05/02 650 $3.70 Open market 9/11/02 535 $3.68 Open market 9/12/02 535 $3.49 Open market 9/17/02 515 $3.39 Open market 9/19/02 515 $3.30 Open market 9/23/02 490 $3.10 Open market 9/25/02 490 $3.00 Open market 9/26/02 490 $2.94 Open market 9/30/02 485 $2.849 Open market 10/02/02 485 $2.90 Open market 10/17/02 960 $2.19 Open market 10/23/02 1,030 $2.42 Open market 10/24/02 1,030 $3.00 Open market 10/25/02 1,030 $2.60 Open market Huntzinger 8/27/02 175 $3.98 Open market 9/03/02 85 $4.02 Open market 9/05/02 125 $3.70 Open market 9/11/02 105 $3.68 Open market 9/12/02 105 $3.49 Open market 9/17/02 100 $3.39 Open market 9/19/02 100 $3.30 Open market 9/23/02 96 $3.10 Open market 9/25/02 96 $3.00 Open market 9/26/02 96 $2.94 Open market 9/30/02 95 $2.849 Open market 10/02/02 95 $2.90 Open market 10/17/02 185 $2.19 Open market 10/23/02 200 $2.42 Open market 10/24/02 200 $3.00 Open market 10/25/02 200 $2.60 Open market 8/27/02 70 $3.98 Open market Sorensen 9/03/02 35 $4.02 Open market 9/05/02 50 $3.70 Open market 9/11/02 45 $3.68 Open market 9/12/02 45 $3.49 Open market 9/17/02 44 $3.39 Open market 9/19/02 44 $3.30 Open market 9/23/02 40 $3.10 Open market 9/25/02 40 $3.00 Open market
CUSIP No. 868146101 Page 10 of 12 Pages 9/26/02 40 $2.94 Open market 9/30/02 40 $2.849 Open market 10/02/02 40 $2.90 Open market 10/17/02 75 $2.19 Open market 10/23/02 81 $2.42 Open market 10/24/02 81 $3.00 Open market 10/25/02 81 $2.60 Open market Peters 8/27/02 23 $3.98 Open market 9/03/02 10 $4.02 Open market 9/05/02 18 $3.70 Open market 9/11/02 10 $3.68 Open market 9/12/02 10 $3.49 Open market 9/17/02 12 $3.39 Open market 9/19/02 12 $3.30 Open market 9/23/02 12 $3.10 Open market 9/25/02 12 $3.00 Open market 9/26/02 12 $2.94 Open market 9/30/02 12 $2.849 Open market 10/02/02 12 $2.90 Open market 10/17/02 23 $2.19 Open market 10/23/02 25 $2.42 Open market 10/24/02 25 $3.00 Open market 10/25/02 25 $2.60 Open market
(e) The following persons were identified as Reporting Persons in earlier filings of the Schedule 13D but have ceased to be Reporting Persons as of the dates set forth herein. Effective as of October 29, 2001 each of Bracken and Smith has discontinued his non-discretionary purchase plan described in the Schedule 13D and ceased to be a Reporting Person. Effective as of June 11, 2002, Saslow has discontinued his non-discretionary purchase plan described in the Schedule 13D and ceased to be a Reporting Person. Effective as of June 12, 2002, Tyagi has discontinued his non-discretionary purchase plan described in the Schedule 13D and ceased to be a Reporting Person. None of the above persons has any agreement, arrangement or understanding to act together or with the Reporting Persons with respect to the voting and/or disposition of any shares that any of them now beneficially own or may hereafter acquire. On the dates on which the above persons ceased to be Reporting Persons, they beneficially owned the following shares: (i) Bracken beneficially owned 460,148 shares which represent approximately 4.1% of the outstanding shares of Common Stock; (ii) Saslow beneficially owned 86,921 shares which represent approximately 0.8% of the outstanding shares of Common Stock; (iii) Smith beneficially owned 294,885 shares which represent approximately 2.6% of the outstanding shares of Common Stock; and (iv) Tyagi beneficially owned 36,637 shares which represent approximately 0.3% of the outstanding shares of Common Stock. The number of shares beneficially owned by these former Reporting Persons includes shares issuable upon exercise of options currently exercisable or exercisable within 60 days from the date hereof as follows: Bracken -- 120,000 shares; Saslow -- 78,900 shares; Smith -- 0 shares; and Tyagi -- 20,000 shares. CUSIP No. 868146101 Page 11 of 12 Pages ITEM 6 -- CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Item 6 is supplemented as follows: Peters holds stock options granted under the Issuer's Long Term Incentive Plan and Non-Statutory Stock Option Plan. Peters currently holds vested options to purchase 57,000 shares of Common Stock. Peters currently holds unvested options to purchase 6,000 shares of Common Stock. None of these options will vest within 60 days of the date of this filing. ITEM 7 -- MATERIALS TO BE FILED AS EXHIBITS Item 7 is amended as follows: Exhibit N Amended and Restated Joint Filing Undertaking CUSIP No. 868146101 Page 12 of 12 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 4, 2002 /s/Ronald V. Aprahamian /s/Douglas S. Peters ----------------------------- ------------------------- Ronald V. Aprahamian, Chairman Douglas S. Peters, Director /s/ Richard D. Helppie, Jr. /s/ Richard R. Sorensen --------------------------------------- ------------------------- Richard D. Helppie, Jr., CEO and Director Richard R. Sorensen, CFO /s/ George S. Huntzinger ------------------------------------- George S. Huntzinger, President and COO EXHIBIT N -- AMENDED AND RESTATED JOINT FILING UNDERTAKING The undersigned hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, as amended, to file this Schedule jointly on behalf of each such party. Date: November 4, 2002 /s/ Ronald V. Aprahamian /s/ Douglas S. Peters - --------------------------------------- ---------------------- Ronald V. Aprahamian Douglas S. Peters /s/ Richard D. Helppie, Jr. /s/ Richard R. Sorensen - --------------------------------------- ------------------------ Richard D. Helppie, Jr. Richard R. Sorensen /s/ George S. Huntzinger - --------------------------------------- George S. Huntzinger -----END PRIVACY-ENHANCED MESSAGE-----